Description
Status: RETIRED
Exam Name: Securities Operations Foundation Qualification (SOFQ)
Exam Code: SOFQ
Related Certification(s): ICMA Securities Operations Foundation Qualification Certification
Certification Provider: ICMA
Number of SOFQ practice questions in our database: 50
Expected SOFQ Exam Topics, as suggested by ICMA :
- Module 1: Demonstrate how Operations manages the securities through its various activities/ Identify the similarities and differences between equities and bonds
- Module 2: Basics of Repo and Securities Lending & Borrowing/ Regulatory Reporting Requirements
- Module 3: Identify fundamentals of trade management, including repo and securities lending & borrowing transactions/ Trade Capture and Confirmation Identify and understand the roles of the major securities market participants/ Trading Paradigms: Flow and Proprietary Trading
- Module 4: Central and Bilateral Clearing Systems/ Recognise the primary components of the securities trade life-cycle
- Module 5: Trade Execution and Immediate Post-trade/ Demonstrate an understanding of how equities and bonds are brought to the marketplace
- Module 6: Role of Client Onboarding/ An Introduction to International Securities/ Recognise and identify corporate actions
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