ICMA SOFQ Exam Dumps

admin_arslan — Sun, 29 Sep 2024 17:51:18 +0000

Status: RETIRED

Exam Name: Securities Operations Foundation Qualification (SOFQ)

Exam Code: SOFQ

Related Certification(s): ICMA Securities Operations Foundation Qualification Certification

Certification Provider: ICMA

Number of SOFQ practice questions in our database: 50

Expected SOFQ Exam Topics, as suggested by ICMA :

Module 1: Demonstrate how Operations manages the securities through its various activities/ Identify the similarities and differences between equities and bonds
Module 2: Basics of Repo and Securities Lending & Borrowing/ Regulatory Reporting Requirements
Module 3: Identify fundamentals of trade management, including repo and securities lending & borrowing transactions/ Trade Capture and Confirmation Identify and understand the roles of the major securities market participants/ Trading Paradigms: Flow and Proprietary Trading
Module 4: Central and Bilateral Clearing Systems/ Recognise the primary components of the securities trade life-cycle
Module 5: Trade Execution and Immediate Post-trade/ Demonstrate an understanding of how equities and bonds are brought to the marketplace
Module 6: Role of Client Onboarding/ An Introduction to International Securities/ Recognise and identify corporate actions

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